Securities research

Results: 1350



#Item
901Financial economics / United States securities law / U.S. Securities and Exchange Commission / Public Interest Research Group / Dodd–Frank Wall Street Reform and Consumer Protection Act / Government / Security / Securities Exchange Act / Municipal bond / Financial regulation / Self-regulatory organizations / Municipal Securities Rulemaking Board

Americans for Financial Reform 1629 K St NW, 10th Floor, Washington, DC, [removed]1885 August 14, 2013 Elizabeth M. Murphy, Secretary

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Source URL: ourfinancialsecurity.org

Language: English - Date: 2013-08-15 10:05:35
902Law / Clinical research / European Union / Directive 2001/83/EC / Unfair Commercial Practices Directive / Undertakings for Collective Investment in Transferable Securities Directives / Europe / Clinical Trials Directive / Council Implementing Regulation (EU) No 282/2011 / European Union directives / European Union law / Pharmaceuticals policy

Microsoft Word - SANCO[removed]-EN-TRA-00

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Source URL: ec.europa.eu

Language: English - Date: 2014-07-09 12:24:18
903Corporate governance / United States corporate law / United States securities law / Finance / Securities fraud / Options backdating / Stock market / Sarbanes–Oxley Act / Economics / Business / Securities / Auditing

cornerstone research www.cornerstone.com securities.cornerstone.com Securities Class Action

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Source URL: securities.stanford.edu

Language: English - Date: 2014-01-17 00:51:56
904Business / Milestone / Tranche / Texas Emerging Technology Fund / Fixed income securities / Structured finance / Project management

Texas Emerging Technology Fund Research Award Matching Milestone Guidance June 2014 This document provides milestone guidance for TETF Research Award Matching applicants. Please contact the TETF staff with any questions

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Source URL: governor.state.tx.us

Language: English - Date: 2014-06-30 15:34:51
905Finance / United States housing bubble / Economic crises / Liquidity risk / Credit risk / Sovereign default / Credit rating agency / Credit default swap / Repurchase agreement / Economics / Financial economics / Financial risk

Annexure-II List of Research topics under 3rd NIPFP-DEA Research Programme i) Barriers to participation in the securities markets. What are the impediments to participation in the securities markets? How can a wider arra

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Source URL: finmin.nic.in

Language: English - Date: 2012-08-16 08:10:09
906Confidence tricks / Social engineering / Spamming / Fraud / Securities fraud / AARP / Phishing / Financial Industry Regulatory Authority / Federal Trade Commission / Ethics / Law / Crimes

Introduction to Research Learn what we know right now… The following discussion serves as an extensive, but in no way comprehensive, review of recent fraud related research. For purposes of this project, fraud is defin

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Source URL: www.fraudresearchcenter.org

Language: English - Date: 2011-06-02 12:10:37
907Financial services / Funds / Collective investment schemes / Institutional investors / Investor education / Mutual fund / Investor / Financial adviser / Canadian securities regulation / Financial economics / Investment / Finance

Innovative Research Group, Inc. Toronto • Vancouver www.innovativeresearch.ca Executive Summary

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Source URL: msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:15:53
908Bethesda /  Maryland / Cancer research / Nursing research / National Institute of Diabetes and Digestive and Kidney Diseases / John E. Fogarty International Center / National Institute of Allergy and Infectious Diseases / Investor Protection and Securities Reform Act / Medicine / National Institutes of Health / Health

99 STAT[removed]PUBLIC LAW[removed]NOV. Public Law[removed]99th Congress

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Source URL: history.nih.gov

Language: English - Date: 2006-10-23 14:31:36
909Financial economics / Finance / Occupations / Securities research / Security / Offering circular / Investment / SEC filings / Financial services / Securities / Stock market

18412 Take Notes Pad_rev1 (2).indd

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:16:25
910Market failure / Administrative law / Public administration / Environmental economics / Regulation / Externality / Command and control regulation / Cost–benefit analysis / Canadian securities regulation / Economics / Economics of regulation / Welfare economics

SELF-REGULATION AND THE PROTECTION OF THE PUBLIC INTEREST Andrew Green Senior Research Fellow Panel on the Role of Government

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Source URL: www.law-lib.utoronto.ca

Language: English - Date: 2004-04-16 12:09:18
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